Completing equality impact assessments: guidance for royal colleges and faculties

What do you need to include?

We don’t specify how you should structure your EIA. Your organisation may have its own way of doing this but you can also use or adapt our template, which can also be downloaded from GMC Connect.

We recommend that your EIA includes the following key stages:

  • scoping and consultation
  • gathering evidence
  • reflecting on evidence
  • analysing evidence
  • making a decision
  • reviewing and monitoring.

Following these stages will make sure that there’s an audit trail and a clear summary of how your EIA is meeting the aims of the PSED. We also encourage you to include relevant supporting documents when you submit your EIA to us, although this is not essential and may not always be proportionate to the degree of change.

Reasonable adjustments

As part of carrying out your EIA, you’ll also need to demonstrate how you’ve considered and met the duty on reasonable adjustments. Under the Equality Act, organisations are under an ‘anticipatory duty’ to consider the impact of any changes proposed to curricula or assessments on individuals who may require reasonable adjustments. This means you need to think about and try to predict what adjustments or support could be needed by disabled learners to avoid putting them at a substantial disadvantage.

You should consider whether proposed changes to curricula and assessments could introduce a new barrier to disabled learners or affect access to reasonable adjustments.

Examples of reasonable adjustments include providing an auxiliary aid or screen reader for learners with hearing or visual impairments, or allowing additional time in an exam for candidates with dyslexia. For more information about supporting disabled learners in education and training, please read our guidance, Welcome and valued

Scoping and consultation

Scoping

Prior to completing an EIA, you should scope out the relevant information you’ll need and plan your approach for considering the equality implications of any change. This will highlight any existing gaps in the evidence and help you to measure these implications at the relevant stages of your work.

You should consider the following factors:

  • What is the relevant equality, diversity and inclusion information available and where can this be sourced? For example, candidate diversity data, or evidence and research insights into patient health inequalities. We encourage you to explore the GMC’s education data tool, where you can find reports on the range of information we collect to quality assure medical education and training in the UK, including the national training survey (NTS). Our NTS data can also be compared by different protected characteristics.
  • What data are available from national and/or local research reports?
  • What previous data collection/research/engagement exercises can be drawn upon?
  • What do the data highlight in terms of needs, access, and outcomes?
  • Will the evidence gathered be enough to inform your EIA?
  • Are there gaps in the data and can they be addressed through further research or focused engagement? 

Case study 1: scoping

The Royal College of Paediatrics and Child Health proposed changes to three of their exams, which involved changing the question type and reducing the assessment time. The college’s scoping identified that:

  • they had rich exams data, which would allow them to analyse the likely impact of reducing the assessment time on candidates who share different protected characteristics
  • they would need to run a consultation survey that included doctors in training and the British Dyslexia Association
  • there was existing academic literature on their new choice of question type.

Consultation

At the consultation stage, you should identify the key stakeholder groups you need to engage with. It is a requirement of our standards that royal colleges/faculties seek specific input on changes from a range of stakeholders, including learners who share protected characteristics (CR2.5d) and patients (CR2.5b) from diverse groups. Your EIA should also consider the impact of changes on learners (whether they be doctors in training, PAs or AAs) and patients.

Your consultation needs to be conducted in a manner that is proportionate to the degree of change. For example, if you are making a notable change you might run a specific equality, diversity and inclusion workshop. For smaller updates it may be more practical to ask relevant ED&I questions within the wider consultation on the key changes proposed.

If you are introducing a number of curriculum or assessment changes simultaneously, it’s generally acceptable to complete one consultation and EIA, however you would still need to consider within those how each of the various changes may affect different groups.

You should include a summary within the EIA of any activities that you’ve undertaken to consult with groups who share protected characteristics, and the feedback received.

Case study 2: consultation

The Royal College of Obstetricians and Gynaecologists were considering a significant change to the obstetrics and gynaecology curriculum to allow doctors in training who object to performing termination of pregnancy to progress if they demonstrate knowledge of the relevant procedures, without having to carry them out. They ran a confidential consultation survey that included doctors in training and trainers, in which they were asked to indicate their religious group or belief.

Where appropriate, the college can also call on its Women’s Network, made up of clinicians and lay members with personal experience of gynaecological services. Members of the network make sure the patient perspective is considered during the development of guidelines, training and education, and policy. The Women’s Network is supported by the Women's Voices Involvement Panel – an online group of over 700 obstetrics and gynaecology service users. 

Gathering evidence

EIAs must be supported with data or evidence. Examples of relevant data sources include:

  • data relating to learners from minoritised groups, including those who completed their primary medical qualification outside the UK
  • data on health inequalities experienced by specific patient groups
  • feedback from consultations
  • external research and statistics, for example our NTS reports and research into how training experiences and outcomes vary for different demographic groups.

Data and research continue to highlight that barriers to progression in training vary for different groups. Outcomes are notably poorer for doctors who qualified overseas, doctors from ethnic minority backgrounds, and doctors with a disability, for example. In your EIA, you should reflect on the data available to you regarding the demographics, learning experiences, and outcomes of the learners and/or exam candidates in your specialty. You should consider what opportunities there are to remove known barriers faced by marginalised groups and whether the changes you are planning could worsen those outcomes or training experiences.

You should also consider research evidence or data about certain patient groups, if a change would potentially discriminate against, or have a positive effect on them. You don’t have to submit these data, but it’s important for you to consider how what they show could affect the design of curricula or assessments.

Health inequalities are ‘avoidable, unfair and systematic differences in health outcomes between different groups of people’.* These disparities contribute to issues including lower life expectancy, the higher prevalence of some health conditions, and unequal access to care as a patient. Groups who are more likely to experience worse health outcomes (which are often a result of higher poverty levels), include those who are homeless, disabled, LGBTQ+, from a black, Asian, and minority ethnic background, or refugees and asylum seekers. All healthcare professionals have a role to play in achieving equity of health outcomes. Curricula and assessments should be designed so that doctors, PAs and AAs are equipped with the knowledge and skills to better meet the needs of different groups of people. As part of the EIA, royal colleges and faculties should consider data on health inequalities in their specialties when developing new curricula and assessments and look for opportunities to achieve equity of health outcomes.

Please see further resources and guidance for more information on differential attainment and health inequalities.

*What Are Health Inequalities | The Kings Fund

Case study 3: gathering evidence

The Royal College of General Practitioners wanted to introduce the audio consultation observation tool (COT) to assess telephone consultation skills in general practice training. At the time, there was no formative assessment of this type in the workplace and an increasing amount of general practice consultations were taking place over the phone or online. The college did the following to gather evidence for their EIA:

  • reviewed reasonable adjustment data from the Membership of the Royal College of General Practitioners (MRCGP) exams
  • piloted the new assessment with doctors in training and trainers in several local education training boards/deaneries—this sample included international medical graduates
  • sought feedback from the college’s doctors in training committee and the disability lead.

Since this assessment was introduced, COVID-19 has led to widespread use of remote consultations in general practice. When updating curriculum content in this area more recently, there were a range of data, studies and literature reviews on the impact of remote consultations on patient groups for the college to draw on.

Reflecting on evidence

You should reflect on the quality of data and information gathered and make sure that you:

  • consider any additional feedback which may not have formed part of the general consultation or engagement process
  • assess if there’s sufficient data/feedback, and if significant gaps exist—consider whether further consultation or research is needed in the future
  • engage with key stakeholders who have been previously consulted with if significant changes have been made because of their feedback. 

Analysing and concluding on evidence

You’ll need to make sure that you:

  • articulate clearly within the EIA the conclusions that you are drawing from the data you sourced
  • highlight where inequalities already exist for learners or patients
  • explain how you considered the impact of the proposed changes in the context of these findings.

In cases where there are very small numbers of learners, it may not be possible to draw meaningful conclusions from these data or present them publicly as it may mean individuals are easily identified. However, you should still carry out analysis as far as possible and highlight in the EIA the reasons why particular information/groups may not be covered.

Your primary aim is to use your data to identify if the changes might disadvantage certain groups of people more than others, or result in poorer outcomes. This could include differences in pass rates in examinations and assessments for learners who share protected characteristics, or poorer care for patients, which may then worsen inequity of health outcomes. You also have a duty under the PSED to look for opportunities to remove or minimise existing disadvantages where possible.

 

Important

If you conclude that there’ll be no impact on protected groups, you must be able to explain the evidence that informed that decision. One of the most common reasons for asking royal colleges/faculties to complete another EIA is that they have failed to adequately show their working and the evidence. If an EIA is incomplete, it’s likely we will ask you to do further work and approval of your application may be delayed.

Case study 4: analysing evidence

The Royal College of Paediatrics and Child Health reviewed the evidence they collected in relation to their proposed changes to their exams (see case study 1). They identified that candidates who are international medical graduates or whose first language is not English take longer on average to view each question in an exam, meaning they could be impacted negatively by a reduction in the overall assessment time. The consultation respondents also expressed concerns that the same could be true for candidates with specific learning difficulties. The college’s exam data suggested, however, that the new question type was the easiest and quickest for candidates to process, which may help to mitigate any adverse effect. Assessment literature also supported this, and suggested there’s no evidence that candidates with specific learning difficulties who receive reasonable adjustments perform less well than candidates who do not.

Legitimate aims

Where a proposed change has the potential to disadvantage a particular protected group, it may be justifiable in some circumstances.

The Equality Act 2010 sets out that differential treatment can be justified if it’s a proportionate means of achieving a legitimate aim. The aim is the reason for the action being taken, for example, making a change to curricula or assessments. To be legitimate, this reason must not be discriminatory and it must be genuine.

Legitimate aims in the context of postgraduate medical education and training often fit under the following categories:

  • maintaining or protecting patient safety
  • safeguarding the health, safety, and welfare of individuals or groups
  • meeting the particular training requirements for a role.

An example of a legitimate aim would be allowing conscientious objection to fertility control. The obstetrics and gynaecology curriculum allows those with certain religious beliefs to demonstrate that they meet the knowledge criteria relating to contraception and termination of pregnancy by advising patients rather than performing associated procedures.

Financial constraints in isolation (for example, saving costs) may not be likely enough to justify a change where there’s an evidenced adverse impact on a protected group that could be mitigated or prevented. This may depend, however, on the scale of the costs in relation to the means of the organisation.

Being proportionate in this context means that:

  • the aim is achieved by a proposed action or change
  • the adverse impact or any discriminatory effect is significantly outweighed by the importance and benefits of the legitimate aim
  • there’s no reasonable alternative to the action or change taken
  • if the legitimate aim can be achieved by another or less discriminatory means, then this option should be chosen instead.

Making a decision

Once you’ve considered the potential or actual effect of any proposed changes on groups who share protected characteristics, you should be able to make an informed decision on how to proceed. There are three main actions you can take. You can:

  • adjust the proposed change to the curriculum or assessment
  • continue with the proposed change
  • stop the proposed change.

In making a decision to adjust, proceed with or stop making the proposed change, you should give appropriate weight to the equality considerations, while balancing other factors such as patient safety or resource constraints.

You may decide to proceed with the change but take some actions to mitigate any potential negative impact on particular groups. These could include:

  • making sure that all examiners undertake examination-specific diversity training, in relation to bias and awareness of differential attainment
  • developing an examiner pool that is representative and inclusive
  • making training guidance easily accessible to all and providing training and exam preparation materials for candidates
  • reviewing and improving processes for responding to requests for reasonable adjustments from examination candidates with a disability. 

Case study 5: making a decision

The Royal College of General Practitioners decided to proceed with their new assessment for telephone consultation skills (case study 3) based on their successful pilot exercise, which did not report any adverse outcomes. Their data showed that GPs in training who have hearing impairments regularly request reasonable adjustments in MRCGP exams and some of those candidates use aids to enhance their telephone consultations in the workplace, suggesting that they would be able to participate in the assessment.

Later, when deciding on updates to GP curriculum content, the college recognised that remote consultations may not be accessible to some patient groups, which could contribute to health inequalities if no alternatives are offered. They added specific learning outcomes to make sure GPs:

  • understand their professional duty to reduce health inequalities
  • know how to adapt to patients’ needs and preferences regarding choice of consultation modality.

Reviewing and monitoring

Assessing impact on equality, diversity and inclusion is an ongoing process that does not end once a decision has been made and a curriculum or assessment is implemented. It’s good practice to review any changes periodically and to include consideration of the Public Sector Equality Duty (PSED) as one of the criteria.

It’s important to monitor the potential impacts that an EIA highlighted and evaluate whether any mitigating actions have been effective. Where actions have not been effective, they should be revisited and revised accordingly. This may require changes to a proposed approach, for example, if it received negative feedback or if other relevant policies change.

When we approve a change, it’s likely that we’ll ask you to monitor its impact and report back to us after a period (usually 12 months after implementation). It’s common that we’ll also ask you to include some reflection on the impact of the changes on protected groups; those that were identified in the EIA and any that were unexpected. You should therefore think about how you will collect this information at an early stage, for example by asking a relevant question in a feedback survey, or reviewing the progression data (annual reviews of competency progression (ARCPs), exam outcomes etc) available to you.

We would also encourage you to share learning of any initiatives or actions that have worked well, for example in widening participation in training or reducing the attainment gap, with the GMC and with other royal colleges and faculties. 

Case study 6: reviewing and monitoring

Following the update to the obstetrics and gynaecology curriculum (case study 2), the Royal College of Obstetricians and Gynaecologists reviewed the ARCP outcomes of those individuals who had declared a conscientious objection to see how they compared with overall performance and trends. They were also surveyed about how allowing them to exercise their right to conscientious objection influenced their training progression. 

If you have any questions about the curriculum and assessment approval process or EIAs please contact us at quality@gmc-uk.org.